Assistant General Counsel - Securities (Chicago) Job at EpsteinSchwartz Legal Search, Chicago, IL

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  • EpsteinSchwartz Legal Search
  • Chicago, IL

Job Description

1 week ago Be among the first 25 applicants

This range is provided by EpsteinSchwartz Legal Search. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

Base pay range

$185,000.00/yr - $265,000.00/yr

EpsteinSchwartz has a great opportunity for a strong securities attorney to take on a significant role within an established legal department. Our client, a publicly-traded company based in downtown Chicago, is hiring an attorney with 10+ years of securities and other corporate experience to work closely with the General Counsel, as well as with the Investor Relations team.

Assistant General Counsel Responsibilities:

  • Support the preparation and review of SEC filings, including registration statements, Forms 10-K, 10-Q and 8-K, proxy statements and Section 16 reporting;
  • Review 10b5-1 trading plans and assist with administration of insider trading policy;
  • Assist in overall corporate secretarial functions, including preparation of notices, agendas and materials for board of directors and committee meetings and leading preparation for annual shareholder meetings;
  • Provide counseling and training regarding Regulations FD and G and insider trading, and related party transactions review;
  • Oversee international and domestic subsidiary entity governance and maintenance;
  • Actively participate in establishing and improving current ESG standards; and
  • Assist with various strategic transactions including due diligence, drafting and negotiation of transactions involving mergers and acquisitions, joint ventures, and other investments.

Assistant General Counsel Required Qualifications:

  • 10+ years of transactional legal experience, a mix of law firm and in-house experience is strongly preferred;
  • Comprehensive knowledge of SEC regulations, the NASDAQ stock exchange rules and other securities-related laws;
  • Experience preparing SEC 1933 and 1934 Act reports and filings, assisting with M&A transactions and drafting and negotiating commercial contracts;
  • Excellent oral and written communication skills, as well as strong drafting skills;
  • Sound judgment and decision-making abilities; and
  • JD and in good standing in at least one state with the ability to waive into Illinois bar.

Seniority level

  • Seniority level

    Mid-Senior level

Employment type

  • Employment type

    Full-time

Job function

  • Job function

    Legal
  • Industries

    Legal Services

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Inferred from the description for this job

Medical insurance

Paid maternity leave

Vision insurance

Disability insurance

401(k)

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Job Tags

Full time, Work at office,

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