Render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter resource in one or more areas of legal expertise, including in the areas of registration and qualification, continuing education, statutory disqualifications, fingerprinting, and disclosures, among other areas. This is senior-level professional work in which incumbents are developing their roles, increasing their skills, assuming increased responsibility, and working under general guidance.
Essential Job Functions :
Other Responsibilities :
Education / Experience Requirements :
Work Conditions :
For work that is performed in CA, CO, HI, MN, VT, IL, Jersey City, NJ, NY, NY, MD, Washington DC, and WA the chart below outlines the proposed salary range for the corresponding location. In addition to location, actual compensation is based on various factors, including but not limited to, the candidate’s skill set, level of experience, education, and internal peer compensation comparisons .
CA : Minimum Salary $146,200, Maximum Salary $296,100
CO / HI / MN / VT
Jersey City, NJ / NY, NY : Minimum Salary $152,700, Maximum Salary $296,100
MD / Washington, DC : Minimum Salary $146,200, Maximum Salary $283,800
WA : Minimum Salary $127,300, Maximum Salary $283,800
Candidates can expect salary offers that range from the minimum to the mid-point of the salary range. FINRA provides full pay ranges so that the candidate can consider their growth potential while at FINRA.
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